Category: Resources

Regulatory update – 24 April

Australian Securities and Investment Commission Former employees of a mining company face director breach allegations. Wiluna Mining Corporation, former Chair Milan Jerkovic and former chief commercial officer James Malone face allegations of false and misleading statements. Read More Here.   New portal for Australian Financial Services Licenses. ASIC is launching a new portal for Australian Financial Licenses on 5 […]

Managing 3rd Party Risk

The New Frontier of Third-Party Risk Management: Beyond Contracts to Culture, Curiosity, and Continuous Oversight In an increasingly volatile and interconnected global landscape, the very nature of outsourcing has evolved far beyond the simple quest for cost efficiency. Today, the prudent compliance professional must navigate a labyrinth of ethical considerations, geopolitical influences, supply chain vulnerabilities, […]

Scam Protection 101

Scams, Psychology and Accountability: Why Australia Must Rethink Its Scam Prevention Strategy   Scams are not just a technology issue—they are a human issue. And in a digital economy where real-time payments are accelerating and artificial intelligence is enhancing the sophistication of fraudulent schemes, Australian organisations must do more than build technical defences—they must build […]

Regulatory update – 28 March

Australian Securities and Investments Commission Active Super to pay $10 million penalty for Greenwashing. This $10.5 million penalty comes almost a year after the Federal court found Active Super guilty of indirect investments in gaming and coal. Read More Here.  ASIC review into car finance.  ASIC will be focusing on lenders, brokers and other intermediaries in the car […]

Regulatory update – 14 March

  Australian Securities and Investments Commission ASIC alleges AustralianSuper has failed to act efficiently, honestly and fairly with death benefits. ASIC alleges that AustralianSuper took 15 to 213 days to provide claim forms in 254 cases between July 2019 and October 2024. Read More Here. New guidance on student loans.  ASIC has updated the Regulatory Guide  209 […]

CEO Update 5 March

We are excited to introduce our refreshed website, designed to enhance your experience with streamlined navigation, updated content, and a modern look that reflects our evolving brand. Whether you’re seeking […]

ESG Discussion Group: Navigating Modern Slavery Compliance

In an era where corporate responsibility is under increasing scrutiny, modern slavery compliance has become a focal point for businesses operating in Australia. The recent ESG Discussion Group Webinar, led by Kim Randle, CEO of Fair Supply, shed light on the evolving landscape of modern slavery reporting and the practical steps businesses must take to […]

Regulatory Update 28 Februrary 2025

  Australian Securities and Investments CommissionAustralian Super facing penalties for not merging super accounts. AustralianSuper is facing a $27 million penalty for failing to comply with 108A of the Superannuation Industry(Supervision)(SIS)  Act 1993 by failing to merge multiple member accounts. Read More Here. Penalties for former Star Entertainment Staff. Former Chief Executive Gregory Hawkins and Chief Financial Officer Harry Theodore […]

Regulatory Update 14 February 2025

You are not authorized to view this content.

Regulatory Update 31 January 2025

Login to your ACI membership account or become a member to access our fortnightly regulatory round-up