Category: News

Regulatory Update – April 10

Australian Securities and Investments Commission $4 million for Continuous disclosure breaches.   The Federal Court of Australia has ordered Electro Optic Systems Holdings Limited to pay $4 million in penalties for not disclosing a major downgrade of its revenue forecast in 2022 for over 3 months.  Read More Here. Tackling AI-powered scams. ASIC has removed more […]

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Regulatory Update – March 27

Australian Securities and Investments Commission   Protecting Superannuation. ASIC Commissioner Alan Kirkland told attendees of the Law Council of Australia’s Superannuation Conference in Tasmania that “… protecting super is the job of everyone in the system”. Read More Here. Financial Advice more accessible. ASIC’s new Moneysmart website has been designed to be more accessible and […]

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Financial Crimes Week – Student Article 4

Financial Crimes Week Student Articles As part of Financial Crimes Week, the ACI is pleased to showcase student work from our FNS80020 Graduate Certificate in Anti-Money Laundering and Counter-Terrorism Financing. […]

Financial Crimes Week – Student Article 3

Financial Crimes Week Student Articles As part of Financial Crimes Week, the ACI is pleased to showcase student work from our FNS80020 Graduate Certificate in Anti-Money Laundering and Counter-Terrorism Financing. […]

Financial Crimes Week – Student Article 2

Financial Crimes Week Student Articles As part of Financial Crimes Week, the ACI is pleased to showcase student work from our FNS80020 Graduate Certificate in Anti-Money Laundering and Counter-Terrorism Financing. […]

Financial Crimes Week – Student Article 1

Financial Crimes Week Student Articles As part of Financial Crimes Week, the ACI is pleased to showcase student work from our FNS80020 Graduate Certificate in Anti-Money Laundering and Counter-Terrorism Financing. […]

Regulatory Update – March 13

Australian Securities and Investments Commission Reduced regulatory complexity. ASIC withdraws Regulatory Guide 64 Failure to Lodge and Regulatory Guide 40 Good transaction fee disclosure for bank, building society and credit union deposit and payments products to reduce regulatory complexity. Read More Here. The role of Super in the financial sector. ASIC Commissioner Simone Constant said […]

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Regulatory Update – February 27

Australian Securities and Investments Commission Are you up to date with the financial advice requirements? ASIC released a list of all the developments in the financial advice space, including a new review of financial advice lead generation. Read More Here.Employee entitlement schemes info sheet.  ASIC released Information Sheet 295 Employee Entitlement Schemes, which outlines their […]

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CEO Update – February 16

Dear Members, As regulatory expectations continue to evolve, it is clear that compliance professionals are operating in increasingly complex environments that demand sound judgement, practical capability and strong professional support. […]

Regulatory Update – February 13

Australian Securities and Investments Commission  New ASIC Chair from June. Sarah Court, who has been the ASIC Deputy Chair for five years, will be the new ASIC Chair from the first of June. Read More Here.  Super industry to better support scam victims. ASIC Commissioner Simone Constant is calling on the superannuation industry to move […]

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