Australian Securities and Investments Commission Regulator focused on Financial Advice. ASIC Commissioner Alan Kirkland says the advice and investment management sector needs to improve its practices. Read More Here. Managed investments guidance. ASIC has made updates to Regulatory Guide 132 Funds management: Compliance and oversight, and Regulatory Guide 136 Funds management: Discretionary powers. Read More Here. More relief for reportable situations. After recent consultation, […]
Oops!
This event or resource is EXCLUSIVELY avaialble for ACI Members. Please make sure you're logged in to your member account to register or access this content. Need help? Contact admin@compliance.org.au